Asked by Anonymous

Do you need to be MAS licensee in order to do portfolio management ? Under what circumstances will you not find the entity in MAS directory ? ?

0
0
Answer this question
Add
Add
Select
Clear
Add
Write your answer

Answers (1)

Sort by:
Most Upvote
  • Most Recent
  • Most Upvote
  • Luke Ho
    Luke Ho, Money Maverick at Money Maverick
    Level 6. Master
    Answered on 06 Dec 2018

    Plenty.

    Even Conservation Capital, which most of the community knows pretty well by now for buying and selling half-done Endowment plans, is not MAS regulated.

    There is a large group of business entities that do portfolio management which are BOTH not MAS-licensed AND not on the MAS Investor list. So I can't really specify what kind of circumstances, since there's many reasons for them not and being on the MAS Investor Alert list.

    Comments (0)
    0
    0