Asked by Anonymous

Do you need to be MAS licensee in order to do portfolio management ? Under what circumstances will you not find the entity in MAS directory ? ?

0
0
Share this
Answer this question
Add
Add
Select
Clear
Add
Write your answer

Answers (1)

Sort by:
Most Upvote
  • Most Recent
  • Most Upvote
    • Luke Ho
      Luke Ho, Money Maverick at Money Maverick
      153 Answers, 256 Upvotes
      Answered on 06 Dec 2018

      Plenty.

      Even Conservation Capital, which most of the community knows pretty well by now for buying and selling half-done Endowment plans, is not MAS regulated.

      There is a large group of business entities that do portfolio management which are BOTH not MAS-licensed AND not on the MAS Investor list. So I can't really specify what kind of circumstances, since there's many reasons for them not and being on the MAS Investor Alert list.

      Comments (0)
      1
      0
      Share this

Download Seedly’s free

Expense Tracking App
Download on the App StoreGet it on Google Play
  • Sync all your banks in one place
    Sync all your banks in one place
  • Quickly add transactions and view reports
    Quickly add transactions and view reports
  • Community Q&A and blog integration
    Community Q&A and blog integration